Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
provisions, conditions, and procedures to protect the investors or to ensure the clarity and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of
company, to make it clear that an outside person who does not have access to internal information will make the purchase order. EJIP accounts must be separated from personal accounts for clarity and
exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in the scheme. (3) The mutual fund management company must provide an evidentiary document of the rights
Complementary document for approval of trustee business Intermediaries Wealth Advice for All A Settlor of an Infrastructure Trust Trustee SHARE : For More Information ContactUs Corporate Finance Department
that such document contained false information became known or should have been known, but not exceeding two years from the effective date of such document; - The rights to claim compensation due to
statement and prospectus shall have a limitation period of one year from the date on which the fact that such document contained false information became known or should have been known, but not exceeding two