. The assessment is divided into two parts as follows: 1. Listed company completes the AGM-Self Assessment Form and submits it to the Thai Investors Association (Assessment guidelines and examples
: offering price CD : offering price of CD divided by convertible rate Warrant : offering price + exercise price Shares with
the company’s annual report and the SEC Form 56-1. - The SEC Form 56-1 disclosure remains unchanged. To the extent that disclosure is required pursuant to SEC Form 56-1, a company is expected to
Criminal action is a type of law enforcement against any person who acts or omits to act in violation of the laws administered by the SEC. Criminal actions are divided into two groups, namely: (a) criminal
37 Principles, which can be mainly separated into two main groups: principles for regulator and principles relating to market participants. The assessment grades are divided into four categories: (1
reputations, divided into two areas as follows: Staff Code of Ethics consists of guidelines for handling conflicts of interest, for example, prohibiting staff from trading stocks or accepting assets or
the date of receiving the license or pay not more than five annual installments divided equally. In case of installments, the first installment shall be paid on the date of obtaining the license and the
redeemed over two-thirds of the outstanding units in five consecutive business days Addition of all redeemed units in the previous five days is divided by the number of outstanding units at the starting