Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
determine to distribute digital tokens to all groups of investors simultaneously after the public ICO ends. Bonus or discounted digital tokens will be locked up for six months from the first day of digital
Securities Plc., for trading securities on behalf of clients.From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC probed into {A}'s case and found certain communication record
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
หุ้น (record date) ให้ถูกต้องตามกฎหมาย รวมทั้ง ดำเนินการใด ๆ ให้บริษัทสามารถดำเนินกิจการต่อไปได้ โดย IFEC ต้องแก้ไขข้อมูลที่เปิดเผยผ่านตลาดหลักทรัพย์แห่งประเทศไทยเกี่ยวกับ record date ให้ถูกต้องด้วยสืบ
number equal to the number of his shares multiplied by the total number of the directors to be elected to the board. Each shareholder may use all his votes to elect one director or distribute his votes to
was imposed on {B} for failing to record the clients' securities trading orders.The actions resulted in suspensions occurred while these investment consultants worked with Maybank Kim Eng Securities
failure to record the client's securities trading orders. They were RHB OSK Securities (Thailand) Plc. (OSK Securities) employees.From a routine inspection of RHB OSK Securities (Thailand) Plc, the SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a