No. 23) (Repealed) Concerning Approval on Undertaking of Securities Business in the Category of Mutual Fund Management B.E. 2545 (Repealed) Concerning Approval on Undertaking of Securities
- NOTIFICATION OF THE BOARD OF GOVERNORS OF THE STOCKEXCHANGE OF THAILAND Re: Disclosure of Information and Other Acts of ListedCompanies Concerning the Connected Transactions, 2003 Asset
- NOTIFICATION OF THE BOARD OF GOVERNORS OF THE STOCKEXCHANGE OF THAILAND Re: Disclosure of Information and Other Acts of ListedCompanies Concerning the Connected Transactions, 2003 Asset
determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or
mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest
> Ministerial Regulations > MRSA Ministerial Regulation SHARE : Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking of Securities Business in the Category of
mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest
case of any problems or queries concerning the processing of personal data. Glossary Term Meaning Personal Data Protection Act the Personal Data Protection Act B.E. 2562 (2019) SEC Office The Office of
. The information concerning the special audit shall also be disclosed on the SEC website for the investors' acknowledgement. Related Web Links Fundraising Market Professionals Financial Reporting and
committee members must also have expertise in accounting, finance, law, or capital market to assist the SEC Board's oversight responsibilities concerning the SEC management, and provide independent