No. Title 2 Financial Institution Eligible to Apply for Securities Business License B.E. 2536 (amended by No. 16 No. 18) (Repealed) 3 Application for Separation of Finance and Securities
companies seeking their cooperation on encouraging IPO companies and listed company to comprehensively apply the CG code on the separation of the role of chairman and CEO in order to ensure an appropriate
companies seeking their cooperation on encouraging IPO companies and listed company to comprehensively apply the CG code on the separation of the role of chairman and CEO in order to ensure an appropriate
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
) be the securities company established upon the separation of finance and securities businesses of the securities company with disqualified characteristics under sub-clause (3); (5) have financial
) be the securities company established upon the separation of finance and securities businesses of the securities company with disqualified characteristics under sub-clause (3); (5) have financial
counterbalance; Monitoring of transactions that occur; Frequent revision of the appropriateness of the methods used. Competitive businesses Clear separation of target group of customers or markets; There