to strengthen compliance Promote transparency in the initial public offering (IPO) share allocation process ● Required issuers to disclose their allocation methodology and clearly identify in the
all to understand and consider the issue as a priority. Those involved in the capital market must walk together into the right direction, share the same goal and be ready to turn to each other for
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
noteworthy endeavor was the production of a short film featuring Prof. Dr. Krisana Kraisintu’s trip to Congo to disseminate knowledge on formulating an HIV “cocktail” drug, which was broadcast via online media
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
Investment Scam Hotline to protect the public from frauds contain further spread of damage."Mrs. Ampai Jitrjamesai, Assistant Permanent Secretary of the Ministry of Digital Economy and Society, said: “The
contain further spread of damage."Mrs. Ampai Jitrjamesai, Assistant Permanent Secretary of the Ministry of Digital Economy and Society, said: “The Ministry has introduced the Anti-Online Scam Operation
backdrop of the softening US Dollar, which was pressured by rising trade tensions between the US and China and the potential spread of protectionist measures to include Mexico, Japan and India. Meanwhile
warning on issues. BP saw such an earthquake in its share price after the Gulf oil spill disaster prompted engaged investors to use their voting rights to call for the removal of the chair of the board’s
our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering