To avoid disruption to economic activities as securities companies and derivatives business operators are key intermediaries for providing investment services to businesses and the public, the SEC
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
The fast changing situation and high uncertainty due to external factors, especially the Covid-19 pandemic and digital disruption, affect several sectors, which in turn influences developmental
sustainability policy themselves. The capital market and the economy as a whole could benefit a great deal from this positive environment.?The public and those interested in becoming a signatory to the I Code can
, then Chairman, CEO and a major shareholder of WHA, had released news to the public through two media publications issued on 27 October 2014 with the key message that WHA was negotiating a business deal
หลักทรัพย์ประกอบธุรกิจใหม่ ๆ รวมทั้ง การมีส่วนร่วมให้ข้อมูลในโครงการศึกษา “Landscape of Thai securities businesses after Covid-19 and under digital disruption” ซึ่ง ก.ล.ต. ได้ร่วมมือกับ The World
สำนักงานร่วมมือกับ The World Bank Group ศึกษา Landscape of Thai securities businesses after Covid-19 and under digital disruption รองรับการเปลี่ยนแปลงใหม่ ๆ เพื่อกำหนดทิศทางและนโยบายในการส่งเสริมและพัฒนา
{A} had solicited a client to invest in derivatives products by guaranteeing returns; the client agreed to the deal and allowed him to make investment decisions on the client's behalf. Later, he was
reliable financial reports are prepared by responsible parties will benefit investors a great deal,? Mr. Prakid added.
investment. The SEC therefore urges those interesting in derivatives investments to deal only with licensed business operators to avoid scams and rip-offs. List of licensees is available at the SEC website