To avoid disruption to economic activities as securities companies and derivatives business operators are key intermediaries for providing investment services to businesses and the public, the SEC
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
The fast changing situation and high uncertainty due to external factors, especially the Covid-19 pandemic and digital disruption, affect several sectors, which in turn influences developmental
in one place. Consequently, the SEC will cease the calculation and disclosure of Turnover List on the SEC website. The last calculation date is July 10, 2015. The SEC has cooperated with the
asset business, and the requirement that any business operator that cannot maintain its net capital to meet the criteria must cease its business operation immediately in order to prevent any damage to
and/or digital tokens of which are liable to be approved by SEC. Therefore, investors are advised to be skeptical if being solicited to invest with DB Hold. SEC has notified DB Hold to cease any
investment plan in significant portion of common shares issued by Sammakorn Plc. (SAMCO). The transaction would turn the fate of {X1} Company amidst a crisis causing cease of its core business operation at
หลักทรัพย์ประกอบธุรกิจใหม่ ๆ รวมทั้ง การมีส่วนร่วมให้ข้อมูลในโครงการศึกษา “Landscape of Thai securities businesses after Covid-19 and under digital disruption” ซึ่ง ก.ล.ต. ได้ร่วมมือกับ The World
สำนักงานร่วมมือกับ The World Bank Group ศึกษา Landscape of Thai securities businesses after Covid-19 and under digital disruption รองรับการเปลี่ยนแปลงใหม่ ๆ เพื่อกำหนดทิศทางและนโยบายในการส่งเสริมและพัฒนา
days (within 14 August 2018) to continue their businesses until an order to cease their businesses is given.As of 14 August 2018, these seven existing businesses seeking operating licenses, in line