Pursuant to Section 89/25* of the SEA, the auditor who perform an audit in accordance with the auditing standards has the duty to report to the Audit Committee of the securities company** or the
Pursuant to Section 89/25 of the SEA, the auditor has the duty to report suspicious circumstances that were found from the audit in accordance with the auditing standards. SEC therefore proposes
misconducts of (1) Neeranuch, (2) Apinun and (3) Suttirod above were liable to failure to perform duties under Section 89/7 by committing dishonest acts, misappropriating the company's assets, seeking improper
. The acts of the 11 persons above, namely GGC former director and executive and their associates, were liable to offenses under Paragraph 2 of Section 281/2, in conjunction with Section 89/24, Section
offences committed by Bordin and Noparat were liable to violation of Section 243(1) in conjunction with Section 244 and Section 243(2) of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and Section 83
with the SEC, thus causing it to be an unapproved share offering.NEWS private placement without the SEC approval was in violation of Section 33 and liable to the penalties under Section 268 of the
being traded in great volume and the price was changing inconsistently with normal market conditions, to lure the public into trading such shares. Somchai?s offense was in violation of Section 243 (1
and the persons from (3) to (7) were in violation of Section 243(1) in conjunction with Section 244 and Section 243(2), and liable to the punishments under Section 296 of the Securities and Exchange Act
disclosing inside information under Section 242(1)(2) in conjunction with Section 243(1), and subject to the penalties under Section 96 and Section 296/2 of the Securities and Exchange Act (No. 5) B.E. 2559
result, the trading of TAPAC shares contradicted normal market conditions. The manipulation of the TAPAC shares by the aforesaid persons is deemed an offense under Section 243(1) in conjunction with