appoint competent officers to perform duties in accordance with this Act. Such ministerial regulations shall come into force upon publication in the Government Gazette.
an approval from, or registration with, the SEC Office or will be eligible to perform such job upon having no prohibited characteristics as specified; and (2) a person who is a director of a
display date of the name of the supervisor in the supervisor database. 17In the case where the supervisor approved under Paragraph 1 wishes to perform duties on a continuous basis, such supervisor shall
the Notification of the SEC Office regarding Approval of Auditors; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I
following rules: (1) display the name that it is a branch office attached to the name of the intermediary. In case of online branch office, the intermediary shall identify clearly that such branch will
domestic or oversea branch office in accordance with the following rules: (1) display the name that it is a branch office attached to the name of the intermediary. In case of online branch office, the
domestic or oversea branch office in accordance with the following rules: (1) display the name that it is a branch office attached to the name of the intermediary. In case of online branch office, the
domestic or oversea branch office in accordance with the following rules: (1) display the name that it is a branch office attached to the name of the intermediary. In case of online branch office, the
Section 19 Securities and Exchange Act B.E. 2535 Section 19. The Office has the power and duty to perform any act necessary for the implementation of the SEC’s resolutions and to perform any other
Qualifications Related Work Experiences Required Examinations Securities Investment Analysis Related Rules on Investment Analysis Person approved or registered to perform duties in the same manner as ASEAN