_____________________________________________________________________ Remark: The reason for issuing this Notification is to administer financial institutions which are licensed to undertake securities borrowing and lending business to hold custody of clients’ assets
_____________________________________________________________________ Remark: The reason for issuing this Notification is to administer financial institutions which are licensed to undertake securities borrowing and lending business to hold custody of clients’ assets
Notification, of an applicant, directors, managers and administer directors including deputy managers, assistant managers, department directors and other persons with different titles but hold similar positions
) having internal control system which is approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess, administer and manage any risks which arise or
, administer and manage any risks which arise or may arisen from conducting business to be at a controllable level which have no impact on undertaking of fund management; (c) determine efficient control
chemical company making great products for society. Useful Materials https://sdgcompass.org/download-guide/ https://unstats.un.org/wiki/display/SDGeHandbook/Home https://d306pr3pise04h.cloudfront.net/docs
/display/SDGeHandbook/Home https://d306pr3pise04h.cloudfront.net/docs/issues_doc%2Fdevelopme nt%2FSDGCompass-Thai.pdf https://www.globalreporting.org/media/v5milwee/gri_ungc_business-reporting-on
and skills who is independent from the persons who formulate or administer the plan; (3) report the evaluation results under subclause (2) to the board of directors and the SEC Office within ninety days
information as specified in Clause 21. Clause 17 The fund facts of the prospectus under Clause 16(1) shall display in the list of warnings on unit investment the statement that “the management company uses
enable investors to easily compare the fund’s performance with the performance of its peer group at the point of sale. The management company should display the performance of such peer group according to