Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
securities business in the category of investment management. Clause 4 The prospectus shall provide accurate, complete and adequate 3 information for investment decisions by having characteristics and
enable investors to easily compare the fund’s performance with the performance of its peer group at the point of sale. The management company should display the performance of such peer group according to
performance of duty as financial advisor under this Notification; (3) “supervisor database” means the database prepared by the Office under the rules prescribed by this Notification to display the name list of
Rating The management company may display the Morningstar Fund Rating information, provided that such information must be true, accurate and updated. 11. Unit subscription and redemption The information on
investment in alternative assets Investors who seek stable returns or capital protection. 7. Benchmarks Display the benchmarks in accordance with the Notification of the Association of Investment Management
personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature
Rating The management company may display the Morningstar Fund Rating information, provided that such information must be true, accurate and updated. 11. Unit subscription and redemption The information on
securities holders directly, not general risks on business undertaking or investment. Describe the characteristics of such risks as well as the causative circumstances and potential impacts thereof (display