Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used
Discussion and Analysis for the year 2019 within 2 March 2020. However, CEN prepared and submitted the Interim Management Discussion and Analysis for the year 2019 on 3 March 2020, which failed to prepare and
E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the Management Discussion and Analysis for the year 2018 within 28 February 2019
E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the Management Discussion and Analysis for the year 2019 within 2 March 2020. However
E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the second quarter Management Discussion and Analysis for the year 2020 within 14
E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the third quarter Management Discussion and Analysis for the year 2020 within 16
Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343
Ascot Global Trading Limited Ascot Global Trading Limited operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003
S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under
Mr. Niel Arthur Robbirt Mr. Niel Arthur Robbirt colluded with other alleged offender in operating securities businesses of brokerage and persuade the investors to invest by Global Consultant Limited