unitholders are less than 35, or the sale of the investment units does not comply with the rules, the approval shall be terminated. Following actions are required: 1) Inform the SEC of the case within 15 days
unitholders are less than 35, or the sale of the investment units does not comply with the rules, the approval shall be terminated. Following actions are required: 1) Inform the SEC of the case within 15 days
scheme. 4.3 In the case of a mutual fund that will be terminated within 15 months from the registration date; or the preparation of the financial statements for the final accounting year ( a period of
scheme. 4.3 In the case of a mutual fund that will be terminated within 15 months from the registration date; or the preparation of the financial statements for the final accounting year ( a period of
in accordance with the plan ( c ) experiences negative NCs for 5 consecutive days, or ( d ) fails to fulfill its obligations as to clearing and settlements, all operations must be ceased while risks
offender agrees to enter the fining process and pays for the fine in full as ordered by the Committee. The right to pursue a criminal case is terminated. Offences that could be settled by a criminal fine
an application for securities business license in such category within the period specified in the first paragraph, the approval granted shall be terminated. Clause 5 Once the SEC receives the
company or public limited company or fails to file an application for securities business license within the period of time specified under the first paragraph, such approval shall be terminated. Clause 5
an application for securities business license in such category within the period specified in the first paragraph, the approval granted shall be terminated. Clause 5 Once the SEC receives the
company or public limited company or fails to file an application for securities business license within the period of time specified under the first paragraph, such approval shall be terminated. Clause 5