derivatives business operator has ceased the status of the juristic person under Clause 2, the derivatives business registration under this Notification shall be deemed terminated. Clause 7. This Notification
registration type. Division 3 Termination of Registration _____________ Clause 10 In case where registered derivatives business operator has ceased the status of the juristic person under Clause 4, the
operator shall be terminated upon any of the following causes: (1) in case the approval of the SEC Office has specified therein an effective period, such approval shall be terminated after the lapse of such
deemed terminated. Yours sincerely, Signature ........................................................... (..........................................................) Certified public accountant No
of the Securities and Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market; in addition to not corporate with the SEC; this approval may be terminated. yours sincerely
exercised, at any time before the trust is terminated. In cases where the transformation of trust property is necessary in order to reimburse the proceeds or property to the trustee, the trustee is empowered
relationship with the client is terminated. In this regard, the SEC Office views that the Notification No. SorThor/Nor/Yor/Khor. 3/2550 contains details that overlap with the rules issued by the AMLO and thus
law. (2) the intermediary who has maintained capital under other notification concerning the maintenance of capital; (3) the intermediary which has ceased its business according to the notifying letter
the end of any business day. In case the securities company has ceased its derivatives business and already informed the cessation thereof in writing to the SEC Office, such securities company shall
approval for auditor, such approval under this Notification shall be terminated. Clause 3. The rules relating to duties of the approved auditor and the power of the Office of the Securities and Exchange