enhance audit quality of financial statements of entities under the SEC oversight to ensure confidence on financial reporting disclosed to the public. The SEC requires the auditor in the capital market to
Securities and Exchange Act regarding reporting results of the sale of securities) or (C) the issuers are not complying to the conditions or obligations required for approval as disclosed in the filing
status of the company in the future (forward looking) Risk factors Important points What risk does the company have? If the risk occurs, how much it will affect invested capital? Disclosed information
contained in the registration statements, draft prospectus or any other information to be disclosed through the portal. Regulatory Summary Duties and qualifications Related Rules and Regulations The
auditor supervision as the auditor's role of independent professional is fundamental to investor confidence in publicly disclosed corporate financial information. The Securities and Exchange Act of 1992
distribution channels of the investment units of all mutual funds under management. i.e. A report on mutual fund's investment information / performance data of the mutual fund, to be disclosed within 15 days
investment information / performance data of the mutual fund, to be disclosed within 15 days from the last business day of each month. Except for the case of a mutual fund with the net exposure in a foreign
. The information concerning the special audit shall also be disclosed on the SEC website for the investors' acknowledgement. Related Web Links Fundraising Market Professionals Financial Reporting and
presenting a false prospectus; - Purchasing securities from a securities issuing company who disclosed information to shareholders or the public which contains a false statement such as financial statements of