technology and international co-operation among relevant authorities. Managers, board members, and controlling shareholders should disclose structures that give insiders control disproportionate to their
Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
notification is implemented/enforced practically, transparently and effectively. 10. Seek approval from SEC Board/CMSB/SEC Office before the notifications become effective * 11. Publicly disclose in the
their shares and some have issued voting policies and disclose their voting, as required by SEC regulations for asset managers. They occasionally vote against management. Companies produce complete
, performance evaluation against the SEC’s objectives and plans, and prevention of conflicts of interest. (5) Disclose relevant information and communicate with market participants effectively and with integrity
related https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9809 SEC advises listed companies to exercise care and caution before investing in digital assets On 17 September 2021, the SEC sent a circular
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9809 SEC advises listed companies to exercise care and caution before investing in digital assets On 17 September 2021, the SEC sent a circular to all listed
circular clarifying the guidelines for providing digital asset https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9284 Ministry of Finance grants digital asset business licences to 4 operators Bangkok, 8