must be approved by the Office prior to distribution: (1) advertisement related to estimated return; (2) advertisement related to auto-redemption rate; (3) advertisement for which the Office directs the
estimated return; (2) advertisement related to auto-redemption rate; (3) advertisement for which the Office directs the securities company to obtain prior approval in accordance with Clause 19. In cases where
securities business in the category of private fund management. Parties shall be regarded as the juristic entities under the same business group under the first paragraph if: (1) The party that manages funds
who manages the mutual fund under its supervision more than five percent of the outstanding shares, including shares held by connected persons of such fund supervisor; (3) Do not have the same persons
directors are clearly defined. 2.2 The board of directors oversees whether the company goals are clear and measurable to be used as guidelines for executives’ and employees’ operation. 2.3 The board of
continuously manages down its OPEX throughout the period to minimize spending. ______________________________________________________________________________________________ Please be informed accordingly. Yours
satisfaction of the SEC by such time. (2) A Hong Kong domiciled feeder fund investing in a Thai MRF- eligible master fund: - The Thai AMC who manages the Thai domiciled fund shall request the SEC to issue a