Microsoft Word - Hearing FCIS-AI _edited by director_11_april เอกสารรับฟงความคิดเห็น เร่ือง การออกประกาศเพื่อรองรับการอนุญาตใหมีการเสนอขายหนวยลงทุนของ กองทุนรวมตางประเทศ (Collective Investment Scheme) แกผูลงทุนท่ีมิใชรายยอยในไทย อาคารจีพีเอฟ วิทยุ ช้ัน 10 และ 13-16 เลขที่ 93/1 ถนนวทิยุ แขวงลุมพินี เขตปทุมวนั กรุงเทพฯ 10330 โทรศัพท 0-2263-6499 หรือ 0-2695-9999 โทรสาร 0-2651-5949 ฝายกํากับและพัฒนาธุรกิจหลักทรัพย สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย เอกสารเผยแพร เลขท่ี อ...
, Passport Number : Expiry Date : will be appointed by [specify company’s name] , having its principle office located at Tel. as the company’s director/executive, I hereby give my permission to the SEC Office
Unofficial translation FORM 35-E3 Letter of Request for Checking the Director and Executive Qualification (Inspection of the director and executive’s qualification on the individual’s request
the end of term. The director who had resign before the end of term Name Position Mr. Peera Neerapitak Director/ Executive Director/ Member of Nomination and Remuneration Committee The Appointed
director, manager or person with power of management; (3) “Person with power of management” means executive director, deputy manager, assistant manager, department director, branch manager and shall also
Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means director, manager
.” Unofficial translation FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [company’s name] filed on Position in the Company Director [ ] President
Commission Re: Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) _________ Whereas Section 24 of the Derivatives
husband of Miss Sasithorn Noragrai as a Director of Adminstration 0.04% shared held. 5.5 Mr, Pisuth Viriyamettakul 2.27 % shares held as the son of Mr.Chaisith Viriyamettakul , a Chairman of executive
company” means any company licensed to undertake securities business; (2) “Executive” means director, manager or person with power of management; (3) “Person with power of management” means executive