The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...

The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies  because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...

Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in

. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and

position, as the case may be.? In addition, the Department of Business Development, Ministry of Commerce has issued the Notification directing public limited company that has been informed by the SEC that

Fostering Growth in Thematic Bonds and Transition Finance,” highlighting the capital market’s crucial role in directing capital towards businesses that focus on environmental protection and sustainability

directing Pan Asia Biotechnology Co., Ltd. to cancel the purchase transactions of ordinary shares of Bangkok Rubber Saharattana Co., Ltd. and Jones & Vining (Thailand) Co., Ltd., request full refund for the

responsible for the safe keeping of the trust’s assets and supervising the trust manager and other delegates (if any) to act in accordance with any such agreements and the laws; If the investment will be made

, (Mrs.Nuchanart Ratanasuwanachart) Managing Director Information Memorandum on Acquisition of Assets Bangkok Dec-con Public Company Limited (BKD)   - หน้า 1 -    Information Memorandum on Acquisition of Assets

family; (d) key management personnel, that is, those persons having authority and responsibility for planning, directing and controlling the activities of the issuer, including directors and senior