Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to undertake in a different manner from
investor protection, the SEC may prescribe that the license holder who undertakes business in a specified manner be exempted from undertaking or undertake in a different manner from the provisions under
undertake in a different manner from https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/LawReform/SEA-summary.pdf Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc control system; (2) reviewing the financial
shall have the power to issue rules, conditions and procedures for register and transferability of securities under the first paragraph in a different manner from the provisions under this Division
issue rules, conditions and procedures for register and transferability of securities under the first paragraph in a different manner from the provisions under this Division. DIVISION 5 DISCLOSURE OF
; (3) the benefit arising from commingled property belongs to the trust. The commingled property under the first paragraph shall include the property that is transformed into a different form or state
include the property that is transformed into a different form or state. SECTION 36 In cases where a trustee fails to perform duty under Section 34 which causes the trust property of two or more trusts to
first paragraph shall include the property that is transformed into a different form or state. SECTION 36 In cases where a trustee fails to perform duty under Section 34 which causes the trust property of
in a different manner from the provisions under this Division.” SECTION 9 The following provision shall be added as the third paragraph of Section 56 of the Securities and Exchange Act B.E. 2535, as
notification prescribing different courses of action from those prescribed in the law governing securities and exchange. Section 12. The special purpose juristic person shall carry out various activities as