the course of its review on the financial statements, or any cases where the benefit of the securities holders, investment decision, or price of the securities might be impacted, the SEC will order the
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important information which might affect the qualifications of the company is concealed
Regulators (IFIAR), a multilateral and international forum that brings together independent audit regulators from different jurisdictions. The regulatory body wishes to be a member of IFIAR shall be
management company, or a fund supervisor); (B) A matter that affects unitholders in all classes with different degree of effects/an issue that affects the interests of unitholders requires a resolution with
days. (3) The criteria for dividend payment are different from other funds. The mutual fund management company may choose one of the following rules: (3.1) The dividend shall be paid from dividend or
management company, or a fund supervisor); (B) A matter that affects unitholders in all classes with different degree of effects/an issue that affects the interests of unitholders requires a resolution with
days. (3) The criteria for dividend payment are different from other funds. The mutual fund management company may choose one of the following rules: (3.1) The dividend shall be paid from dividend or
Capital The objectives for the determination of minimum paid-up registered capital are to support businesses of different models; enhance competitiveness for the intermediaries; suit respective risk types