the firm obtains assurance that work done is appropriate? C Consultation/ Differences of opinion: 7 Has the firm established policies and procedures to provide it with reasonable assurance that
with the intention to resell or seek benefits from the price changes or price differences [short-term speculation]. The provision in Paragraph 1 shall not apply to a securities intermediary in the
enables the investors to understand the differences among various types of investment. Clause 14. The advertisement related to ranking or awards received by the securities company or the fund shall comply
comparison or the difference between return from investment in the fund and other investments shall incorporate material information which enables the investors to understand the differences among various
การเงิน (Exchange differences on translating the financial statement) หมายถึง ผลกำไรและขาดทุนจากการแปลงค่างบการเงินให้เป็นสกุลเงินที่นำเสนอรายงาน ทั้งนี้ วิธีการแปลงค่างบการเงินให้เป็นไปตามที่กำหนดใน
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration Statement / Annual Report Form 56-1 One Report Form 69-1 1 September 2020 Note : This annual registration statement / annual report (Form 56...
sensitivity analysis, the management company or the financial advisor, as the case may be, shall explain the differences between the appraisal report in (b) and such financial forecast (if any) as well; (d) the