director with power of management to the position of director without power of management, it shall be deemed that the securities company has already obtained the approval from the SEC Office. In this regard
the SEC Office from the position of manager to the position of director, or from the position of director with power of management to the position of director without power of management. In this regard
Square two-meters which are located on Phraekkasa Mai Sub-District, Muang Samut Prakarn District, Samut Prakarn Province without any constructions. The Company is the ownership of the Title Deed No. 6813
located on Phraekkasa Mai Sub-District, Muang Samut Prakarn District, Samut Prakarn Province without any constructions. The Company is the ownership of the Title Deed No. 6813, Parcel No. 291, Sub-District
person giving investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of
consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of investment. “investment planner
without subject to regulations of this Notification. Clause 6 In this Notification: (1) “audit firm” means an audit firm where an auditor is attached and conduct audit work for; (2) “financial institution
Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
including fly-in, fly-out to the Host Jurisdiction. Furthermore, under the current cross border activities, it is possible that Recognised Representative may extend the services to other countries without