Bangkok, 9 October 2017 ? The SEC and the Legal Execution Department (LED) have signed two memoranda of agreement (MOA) for mutual cooperation and information sharing, at the SEC Building today.The
three months or a fine not exceeding five thousand baht or both.The development of the legal execution process requires cooperation between government agencies in order to obtain a wider and more
bond liquidity, investors’ knowledge on debt securities, intermediaries and market professionals’ duty performance, the development of shared infrastructures and market database, and high-risk debt
Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the
Bureau of Financial-Banking Crimes and Money Laundering, to discuss the developments of the legal proceedings in the case of Stark Corporation Public Company Limited (STARK), and to offer full
received from committing the offense, which is the highest legal penalty specified by law, at the amount of 16,288,454 baht, (2) a compensation for the benefits that the defendant received or would have
fails to comply with the Appeal Court’s judgement, SEC shall proceed with legal execution in accordance with the legal process in due course.”In any case, the civil penalty and the compensation for the
นางสาวรื่นวดี สุวรรณมงคล (กลาง) เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมงานเสวนา Legal in Action EP.19 หัวข้อ "ธุรกิจไทยกับเป้าหมายสู่ความยั่งยืน" ร่วมกับนางพิมพรรณ
opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC
academic stages for interesting issues for exchange of views, and supports development and application of innovations and technology in capital market processes. SEC will monitor progress in aspects and