opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC
Investment Facilitating Issuance of Several Types of Instruments that Meets Fund Mobilization Objective and Gives Greater Investment Alternatives ● Development of Derivatives Products as an Important Tool for
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
financial instruments, risk management tools to support capital market development for business sectors, and greater investment alternatives for the public. These efforts have been driven concurrently with
............................................................................................................. Enforcement ............................................................................................................................ Market Development
their respective types of risks and facilitate development of different types of securities businesses. Pursuant to the current rules, the paid-up registered capital of securities companies and
process is in line with the Capital Market Development Plan in the area of building competitiveness and business sustainability. It is expected to reduce the volume of paper use of the business sector by
SHARE : SEC bolsters FinTech legislation to facilitate development and wider use of financial innovations Friday 20 October 2017 | No. 98 / 2017 Bangkok, 20 October 2017 ? The SEC is giving its full
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sustainability that impact fundraising and investment behavior. 3.4 Changing expectations of the regulator to have an expanded role in creating an ecosystem that allows all parties to confidently utilize the