supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
Auditing Mechanism and Balances SEC Code of Ethics SEC Anti-Corruption Policy The SEC values Code of Governance As an agency with missions for promoting, developing and supervising the capital market
and stakeholders in supervising and developing a sustainable capital market, and to efficiently and effectively achieve the national missions within the scope of assigned authority and under the related
) Investors have the capabilities to develop strong financial health. Alongside the five key results, the SEC has initiated an innovative organization plan to be the key enabler in developing the
) The Subcommittee has a duty to propose policies and workplans for developing organizational governance, as well as frameworks for recruitment of officers, remuneration determination, and evaluate the
SEC was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance of the Thai capital market in the region as well as the recognition of the SEC’s international roles
การติดตามความเสี่ยง ก.ล.ต. ร่วมกับธนาคารโลก จัดงานสัมมนาออนไลน์หัวข้อ “Workshop with External Review Providers in the ASEAN Region” 101010 การขับเคลื่อนงานด้านความยั่งยืนในตลาดทุนไทย ตลาดทนุเป็นกลไก