integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the
ฟอร์มที่เกี่ยวข้อง > ภาคผนวก 1 รายชื่อประเทศและดัชนีกลุ่มประเทศ Developed Market SHARE : Detail Content ปี 2563 รายชื่อประเทศและดัชนีของกลุ่มประเทศ Developed Market (แบบรายงาน ณ 1 ม.ค. 63
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the following week. Monthly Reports Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1
(แบบ ดจ. 1) (แนบท้ายประกาศ สธ. 34/2562) ภาคผนวก 1 : รายชื่อประเทศและดัชนีหลักกลุ่มประเทศ Developed Market ภาคผนวก 2 : รายชื่อประเทศและดัชนีหลักกลุ่มประเทศ Emerging Market ภาคผนวก 3 : รายชื่อ
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
over five years per period 2.1.2 Qualification of Approved Auditor An auditor to be granted approval by the SEC shall possess qualifications of an individual person and of the firm to
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
Important points Who are the directors or executives? What is the scope of their powers? Who are the independent directors / Audit Committee (AC) to act for the interests of individual investors? What is the