resolutions as follows; 1. Determined the schedule of the Extraordinary General Meeting of the Shareholders No. 1/2017 (“EGM No. 1/2017”) on Monday, November 13, 2017 at 2.00 p.m., which will be held at 3rd
establishing the branch office, as the case may be, or otherwise having discharged executive or personnel who has to be responsible for the cause that made the intermediary has been determined to have prohibited
that made the intermediary has been determined to have prohibited characteristics thereof; (6) having not appeared that the intermediary deliberately concealed its financial status or operating result
performance of duty as financial advisor under this Notification; (3) “supervisor database” means the database prepared by the Office under the rules prescribed by this Notification to display the name list of
be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court
or the method of determining the price and the number of securities to be offered. B. Pricing 1. Disclose the information about the yield and the method by which the price has been determined. 2. If
statements, registration and any other application; (4) accept fees as specified in the ministerial regulations or as determined by the SEC and the Office. Provided that it shall be solely for the benefit of
Securities and Exchange Commission hereby issues the following regulations: Clause 1 The transferable subscription right (TSR) shall be determined as a security under Section 4 of the Securities and Exchange