Entities in order to Ensure Confidence of the Investing Public ■ Supervision of Market Intermediaries ■ Inspection of Listed Companies and Market Intermediaries ■ Regulation and Law Enforcement G OA L 4
through which the objectives of the company are set, and the means of attaining those objectives and monitoring performance are determined. The Principles do not intend to prejudice or second-guess the
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
proposed amendment to the regulation relating to approval of paperless filing for establishment and management of mutual funds. The revision is intended to facilitate the business sector, reduce carbon
the SETûs regulation on connected transactions ● Improved legal proceedings regarding breaches of securities law for more efficiency ● Revised rules on roles of audit committee of listed companies
derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid
of digital asset custodial wallet providers https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=859 SEC Thailand’s public hearing on a draft regulation regarding exemption of digital asset custodial
of digital asset custodial wallet providers https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=859 SEC Thailand’s public hearing on a draft regulation regarding exemption of digital asset custodial
://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=859 SEC Thailand’s public hearing on a draft regulation regarding exemption of digital asset custodial wallet providers https://www.sec.or.th/EN/Pages/PB_Detail.aspx
=859 SEC Thailand’s public hearing on a draft regulation regarding exemption of digital asset custodial wallet providers https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=917 SEC Thailand’s public