: (1) Notify the unitholder registrar to acknowledge the limitations on unitholding and monitor the unitholder registrar to reject a transfer of investment units that will violate the rule. (2) Examine
the performance of duties of the underwriter The underwriter must examine and co-sign the report of shares allocation to sponsors (form 81-1-IPO 200) to certify that “the company has a monitoring
financial sector, jointly developed by the International Monetary Fund (IMF) and the World Bank. The program aims to examine the stability and soundness of the financial sector, as well as its potential
' meeting and the offering price can be categorized as an offering at a discount. Consideration of whether or not the offering price is at a discount must examine the rules on offering of securities at a
be classified into different classes, provided that the rights and benefits of the same investment units class are reasonably equally determined. (Classifying investment units by asset types is
monitoring performance are determined”. (G20/OECD Principles of Corporate Governance, 2015, p.9) 3. The Corporate Governance Code The CG Code has two main parts: Part 1: Principles and Sub-Principles Part
interests Conflict of interests Solutions Related party transactions The pricing of the RPT must be determined with reference to the market price; A clear contract and policy is made; Fair