Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
share- holders (through what is known as 'tunnelling' 3 ), or misrepresenting an individual company's financial statements (of particular concern where the company is under pressure to meet expectations
Commission No. OrNor. 7/2547 Re: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling
: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund
(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a
regarding the shares’ purchase price and the conditions in the event of the completion of share purchase, which shall be regarded as a disputes resolution between each other and neither party is fascinated in
our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering
of the SEC Board's prohibited characteristics, the SEC Board meeting procedure, and the determination of the Board's responsibilities to the SEC's financial statements; The composition is as follows
achieve their goals. Hence, determination of regulations on supervision of securities clearing houses and central securities depositories, efficient use of information technology (IT governance), and
of the Resolution of the Sh... https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201806/18056108.pdf Microsoft Word - from-EN.docx Microsoft Word - from-EN.docx Ocean Commerce Public