mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest
management, and contact details for the person (name, telephone, email) who is designated by the Institutional Investor to provide further information. The SEC will update and publish the list of signatories
aware through the company’s website or annual report of all channels available for complaints. 6.5.2 The board should ensure that the company has a clear whistleblowing policy, including designated
role of the chairman of the board should be clearly defined. If the persons acting as the chairman and the chief executive officer are the same or connected, the board may appoint a designated
General Assembly adopted the United Nations Convention against Corruption (UNCAC) and appointed the UNODC as the UNCAC Secretary. In addition, December 9 was officially designated as the International Anti