. ----------------------------- Notification of the Securities and Exchange Commission No. SorNor. 31/2547 Re: Appointing System of Custodian Agent By virtue of Section 4(3)(G) of the Notification of the Securities and Exchange Commission No
.: _________________________ Part G: Trustee/ Fund Supervisor Same as Custodian No [if “No”, please provide further information below] 23) Name of Trustee/ Fund Supervisor
information relating to ASEAN CIS, the Qualifying CIS Operator and its appointed distributors, representative, trustee and custodian. I/We hereby certify the following: 1. I/We am/are under supervision of Home
Exchange Commission No. KorNor. 69/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and
.: _________________________ Part E: Custody of Assets Same as Trustee/Fund Supervisor No [if “No”, please provide further information below] 23) Name of Custodian
” means a contract whereby a person, called a settlor, transfers or creates real right or any right appertaining to property to or for another person, called a trustee, with trust and confidence in order
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: __________________________ Part E: Trustee of the Hong Kong Covered Fund Same as Custodian No [if “No”, please provide further information below] 19
NVDR (Non-voting Depositary Receipt) สำนักงานคณะกรรมการ ก.ล.ต. และตลาดหลักทรัพย์ ได้ร่วมกันพัฒนา NVDR ขึ้น เพื่อเป็นเครื่องมือให้ผู้ลงทุนต่างประเทศ เลือกลงทุนในบริษัทจดทะเบียนที่มีข้อจำกัดเรื่องการถือ
/254 7 Re: Application Form for Approval of Private Fund Custodian and Supporting Documents By virtue of Clause 8 and the second paragraph of Clause 11 of the Notification of the Securities and Exchange