, except for the penalty arising from the early termination; (c) any other liabilities as stipulated by the SEC Office; (2) other off-balance sheet’s contingent liabilities which may contribute to the

contingent liabilities of a derivatives broker not shown in financial statements, which are: 1. contingent liabilities arising from guarantee, [or] certifying or aval on bills of exchange; 2. contingent

maturity date without the condition to buy leased properties, except the penalty; 3. other particulars as stipulated by the Notification of the SEC Office; (b) other contingent liabilities of securities

the lessee without purchasing the asset, except for the penalty arising from the early termination; (c) any other liabilities as stipulated by the SEC Office. (2) other off-balance sheet’s contingent

rotation requirements 5 Contingent Fee Arrangements : Do they ensure that: · the Ethics Partner or Audit Engagement Partner notified where there are to be contingent fee arrangements for non-audit services

derivatives for their own account for the purpose of hedging against changes in the price or value of assets, liabilities or contingent obligations that such juristic persons have or will have in the

, e.g. commission, exercise fee, etc. These charges add to the Client’s investment costs and will affect loss and gain as well as the Client’s investment decision. Commission may vary depending on type

price and: (2) In the case where the bid-offer price is conditional, the securities company shall clearly clarify the conditions to the counterparty , and the securities company shall be allowed to refuse

กฎหมายว่าด้วยดอกเบี้ยเงินให้กู้ยืมของสถาบันการเงินเข้าทำสัญญาที่จะซื้อหลักทรัพย์ ที่เหลือจากการจัดจำหน่าย (contingent agreement to purchase) 1.4 มูลค่าของหลักทรัพย์ที่บริษัทแม่ซึ่งได้รับการจัดอันดับความน่า

จะซื้อหลักทรัพย์ ที่เหลือจากการจัดจำหน่าย (contingent agreement to purchase) 1.4 มูลค่าของหลักทรัพย์ที่บริษัทแม่ซึ่งได้รับการจัดอันดับความน่าเชื่อถือไม่ต่ำกว่าระดับที่น่าลงทุน (investment grade : BBB