reprimand, administrative fine, restriction of business operation, business suspension and license revocation, etc. In this regard, the scope of power of the order issuers varies depending on the level of
depending on the severity of the case. If the penalized party disagrees with the SEC order, an appeal can be filed. Administrative sanction ensures that supervision will proceed stringently and efficiently
dividend payment policy With dividend payment policy ( 4 ) R ates of return from unit investment for the unitholders At 3% rate of return Rates of return depending on returns after deducting
within the following one or two business days (T+1 or T+2) depending on the countries of the investment; (2) Announce the NAV within the following two or three business days (T+2 or T+3) as the case may be
– in case of a listed company Criteria for approval: can be divided into four cases, depending on the nature of share price indication based on the resolution of the shareholders' meeting. 1 st case
and redemption prices. The SEC's relaxation guidelines are as follows: (1) Calculate the NAV within the following one or two business days (T+1 or T+2) depending on the countries of the investment
with PP criteria (Notification No. Tor Jor 72/2558), it may or may not file for approval to the SEC (depending on the price indication/whether the price is at a discount), and must comply with the
level depending on knowledge and virtue to achieve the goal of balance, prosperity and sustainability of individual well-being and the society at large. In other words, by adhering to this