was notified by the competent officer to comply with such orders, Zipmex delivered only partial or incomplete information. In addition, Zipmex delayed the delivery of information requested by the

transactions in the wallet. In this regard, although he was notified by the competent officer to comply with such orders, he delivered only partial or incomplete information. In addition, he delayed the delivery

Chor.Siriwat Transport Company Limited Chor.Siriwat Transport Company Limited had duties to prepare and submit the result of the crowdfunding debentures sale report to the SEC Office within May 11

Kiattana Transport Public Company Limited Kiattana Transport Public Company Limited (KIAT), a securities issuer, failed to prepare and submit the annual registration statement for the year 2013 (Form

Mrs.Kansinee Choosuk Mrs.Kansinee Choosuk, the managing director who is responsible for the operation of Chor.Siriwat Transport Company Limited , shall be liable for Chor.Siriwat Transport Company

Miss Chanthani Thanompongchat On April 11, 2014, Miss. Chanthani Thanompongchat purchased 120,000 ordinary shares of Rasa Property Development Public Company Limited (“RASA”), through the accounts of

structured debentures sale report to the SEC Office within October 19, 2021 However, CGS Transport Company Limited reported the result of the sale to the SEC Office on December 2,2 2021, later than the period

Securities Public Company Limited), shall be liable for CGS Transport Company Limited failure to prepare and submit the structured debentures sale report to the SEC Office within the period specified by the

nominee account, in such a way as to take advantage of other persons by using material non-public information concerning the interim dividend payment 2012 and warrants to purchase CMO ordinary shares to be

benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor