consideration that {A} failed to perform his duties responsibly with professional due care when he accepted the investor’s assignment to make trading decisions for the investor. Consequently, {A} was deemed to

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed

The Awards were held amid growing efforts to push for greater female representation in Thailand. Women now make up 20 percent of board members in companies across the country Among all listed

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), welcomed the delegation of the Association of International Banks (AIB) led by Mrs. Somlak Tinmanee

56 companies. - Seeking to include different types family-firms. 5 CURRENT STATE ASIAN FAMILY-FIRMS • Family-firm representation in Asia. - Credit-Suisse (2011) study but any large comparative analysis

Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has been failing to report a summary of the assignment of other persons to

advanced procurement of raw materials with Union Gas and Chemicals Co., Ltd. in 2004, and made a false representation of accounting information. The public prosecutor issued a non-prosecution order. The case

for advanced procurement of raw materials with Union Gas and Chemicals Co., Ltd. in 2004, and made a false representation of accounting information. SEC Act S.307 311 312 313 Criminal Complaint

to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that Zipmex has been failing to report a summary of the assignment of other persons to perform