Thai Private Fund Representatives นิติบุคคลผู้ได้รับการแต่งตั้งเป็นตัวแทนด้านการตลาดกองทุนส่วนบุคคล × Home

Appointment of Agents to Facilitate Passing on of Orders for Trading of Securities or Derivatives The Notification of the Office of the Securities and Exchange Commission No. SorThor. 1/2561 Re: Rules in

are representatives from the private sector, external experts. 7. ​Seek approval from SEC Board/CMSB/SEC Office before drafting the notification * ​8. ​Draft the notification: Draft notifications shall

coordination platform for I Code implementation. The Steering Committee will consist of key representatives of Institutional Investors, their representative industry organisations, the SEC and other stakeholders

coordination platform for I Code implementation. The Steering Committee will consist of key representatives of Institutional Investors, their representative industry organisations, the SEC and other stakeholders

website and at every office of the company for the trading of the investment units and the office of the selling agents (if any). ​​(6) A maximum total amount of fees and all estimable expenses to be

website and at every office of the company for the trading of the investment units and the office of the selling agents (if any). ​​(6) A maximum total amount of fees and all estimable expenses to be

measure is considered by a sub-committee whose most members are representatives from the private sector. These steps ensure that the measure to be taken is appropriate, practical and respectful to

measure is considered by a sub-committee whose most members are representatives from the private sector. These steps ensure that the measure to be taken is appropriate, practical and respectful to

the case of an open-end fund, the information must be made available at office of the mutual fund management company /selling agents. Authority of the SEC Fund managers Mutual fund performance