and {A} failed to perform duties of independent financial advisor for the IPO applicant with due care, causing deficiencies in the following matters: (1) deficient due diligence on a transaction of
LIMITED KTB: KRUNG THAI BANK PUBLIC COMPANY LIMITED LEO: LEO GLOBAL LOGISTICS PUBLIC COMPANY LIMITED MBAX: MULTIBAX PUBLIC COMPANY LIMITED MST: MAYBANK SECURITIES (THAILAND) PUBLIC COMPANY LIMITED NC
Authority of Thailand (EXAT) to compensate for the deficient revenue from the projection to NECL under the Bang Pa-in - Pak kret Expressway Agreement in total of Baht 1,790 million with interest at the rate
’ name CAZ (THAILAND) PUBLIC COMPANY LIMITED Securities Code: CAZ 2. Date of action resulting in reporting obligation 11/12/2019 Thai Securities company KTB SECURITIES (THAILAND) PUBLIC COMPANY LIMITED
customer base. The Company will cooperate at least 1 more commercial banks in money transfer service. Currently, there are 4 commercial banks i.e. Kasikorn Bank (KBANK), Krungthai Bank (KTB), Bank of
”), whose works were found deficient by internal reviewers or the SEC, and they would additionally be required to submit written explanations, describing causes of their deficiencies and future corrective
51.11 Vayupak Fund 15.26 KTB FIDF 55.07 Vayupak Fund 4.09 THAI MOF 51.03 Vayupak Fund 15.50 AOT MOF 70.00 None - MCOT MOF 65.80 GSB 11.48 VAYU1 MOF 30.00 KTB & SMEB 30.5 coRPoRAte goveRnAnce Rosc FoR
operating system or other measures: (a) punishing directors, executives or other personnel who have involved in the breaching; (b) reimbursing damages or compensating deficient interests to the client (if any
derivatives business operator shall be entitled to file a claim for the deficient amount under the business reorganization proceedings or bankruptcy proceedings where the customer is the debtor. Such claim