trading center; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; http://capital.sec.or.th/webapp/nrs/data/744p.doc 3 (e

Securities and Exchange Commission 10,13-16 The GPF Witthayu Building 93/1 Wireless Road, Lumpini, Pathumwan, Bangkok 10330. Tel: 0-2695-9999, 0-2263-6499 Fax: 0-2256-7711 www.sec.or.th. Securities and Exchange Commission Independent Audit Inspection Activities Report Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Introduction Quality Assurance Review Panel (“QARP”) First step with confidence Activities for audit quality enhancement Summary of...

and Communications, Naresuan University SEC Capital Market Symposium 2022 November 22, 2022 Motivation Explaining Value Data Results Conclusions Value Investing • Security Analysis by Benjamin Graham

”), whose works were found deficient by internal reviewers or the SEC, and they would additionally be required to submit written explanations, describing causes of their deficiencies and future corrective

operated. General controls are implemented to ensure that all automated applications are developed, implemented, and maintained properly, and in addition, that the integrity of program and data files and of

Human rights due diligence ▪ Cyber security Policy ▪ Data Privacy policy o Privacy notice ▪ Vendor Assessment ▪ Environmental Policy o Energy Policy • Energy Conservation Policy • Energy Management Policy

Direct, Data as of 30 October 2015 Background 3 gMarket timing is one of the most popular investment technique Investors around the world have been employing /Unfortunately, average Investors often suffer

SEC public hearing on proposed regulations on disclosure and submission of PVD Factsheet and data reporting The Securities and Exchange Commission, Thailand (SEC) is seeking public comments on

, savings and investment returns together with mortality and morbidity data. • It sets the self-discipline saving rate such that the probability of the bequest being less than funeral expenses is at a pre

to collect, use or disclose personal information on the legal basis of public interest in accordance with Section 24(4), Paragraph 1(2) of Section 25, and Section 27 of the Personal Data Protection Act