. The SEC considers qualifications of securities issuers and supervises the disclosure of information in order for the investors to have sufficient information in making an investment decision
on the nature of the offence, for further investigation and gathering of evidence. If the inquiry official deems a contravention of relevant law has occurred, the case shall be forwarded to the Office
feasibility of such policies and operational plans; Analyzing and assessing impacts of the waiver application with regards to the rights and interests of the shareholders, and ensuring the completeness of the