every person holding the position equivalent to the fourth rank", the departmental manager of such departments should not be considered as “executive". 2. In order to determine who is regarded as “person
manager of such departments should not be considered as “executive". 2. In order to determine who is regarded as “person holding executive position in Accounting or Finance Department whose rank is not
step ensures that the measure to be taken is appropriate, practical and respectful to stakeholders’ rights 6. The proposed rule is considered by the relevant sub-committee The sub-committee members
aggregate entity. Investment categories An IFF can choose to invest in following categories as deemed appropriate: direct investment with ownership in the assets: suitable for https://www.sec.or.th
an approval. The following qualifications will be considered: 1. Features [3] and the name of instruments comply with the requirements. 2. The transfer restriction is registered, including features of
- 10) II & HNW [1] PO [2] Approval Qualifications and approval rules - Application shall be submitted for an approval. The following qualifications will be considered: 1. Features [3] and the name
> Management of Mutual Fund > Scheme amendment Regulations SHARE : Detail Content Management of Mutual Fund 10. Scheme amendment (1) Amendments that are deemed approved by the SEC 1. Beneficial to the
for an approval. The following qualifications will be considered: 1. Financial statements shall be prepared in accordance with the financial reporting standards that are acceptable to lead regulator and
issuers will be taken into consideration along with the disclosure of financial positions and operating results in the prospectus. Credit rating agencies are considered to have the responsibility of