with the committing of predicate offence or money laundering offence under the Thai or foreign laws; (13) the client shows unusual curiosity by making inquiries on internal policies and procedures
KYC/CDD process that the client is involved with the committing of predicate offence or money laundering offence under the Thai or foreign laws; (13) the client shows unusual curiosity by making
alleged person is considered committing a violation, [the authority] shall determine and order an imposition of administrative sanction. The SEC Office shall notify the alleged person of the result of
instigator or an abettor, etc.; (5) the complicated nature of the act or the tool used in committing such act, such as using a disguised name of other person or establishing a company for concealment, etc.; (6
, securities companies or other persons by virtue of own position or committing a fraud in an examination. Division 2 Effects of Possessing of Prohibited Characteristics Clause 32 In case a person possessing the