financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings
Exchange and entirely dedicated to sustainability-focused financial instruments such as bonds and funds to facilitate information access for investors. SEC is planning to develop an information platform
restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the
prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to
. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business
’ problems and have ideas for solutions and teams must be dedicated to have ideas come true. Sufficient budget is also required to run business.” Before the end, Mr. Poramin Insom said “The most important
Bangkok, September 1, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its Q2/2014 financial statements due to auditor?s qualified opinion arising from scope restriction. VTE is then
“As the global community confronts the unprecedented challenges of climate change, CFA Institute and CFA Society Thailand are dedicated to providing the highest quality education and resources for our
SEC is dedicated to building a capital market ecosystem that supports sustainable growth, with a focus on raising businesses’ awareness and integration of the ESG principles into their operation in line
investment grade ratings bonds and (2) investment units of a mutual fund, which trades on every business day and does not have any restriction on transfer and pledge. In addition, such securities will be