being under supervision of internationally-recognized regulator) No. SEC.KorSor.(Wor) 48/2563 Subject Promotion of Good Corporate Governance and Prevention of Frauds Regulatory Summary of
: Having received an explicit resolution of the shareholders' meeting to approve the offering and such resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion
of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply with either of the following rules: (2.1) A fixed rate or a percentage rate of the
of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply with either of the following rules: (2.1) A fixed rate or a percentage rate of the
เสนอขายหน่วยลงทุน ของกองทุนรวม โดย (1) ค่าใช้จ่ายในการโฆษณาจากกองทุนรวม (1.1) ต้องกำหนดอัตราสูงสุด (1.2) ห้ามเก็บค่าใช้จ่ายในการจัดทำการส่งเสริมการขาย (promotion) จากกองทุนรวม (2) ค่าธรรมเนียมการจัดการ
/ a write-off may be performed after the capital decrease and in the proportion that is not more than the capital decrease or instruments that have been converted. [2] Only subordinated instruments
/ a write-off may be performed after the capital decrease and in the proportion that is not more than the capital decrease or instruments that have been converted. [2] Only subordinated instruments
the underlying fund NAV. Where the NAV of the underlying funds on any days or in five consecutive business days decrease more than two-thirds of the NAV of the underlying fund, the mutual fund
the underlying fund NAV. Where the NAV of the underlying funds on any days or in five consecutive business days decrease more than two-thirds of the NAV of the underlying fund, the mutual fund