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Clause 31 in order to identify the real client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is

business in any position or nature of work: O yes O no 6.16 Pending under the period prescribed by an order of the Office to be withdrawn from or be refused to put his or her name into the executives’ names

client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is reasonably suspicious circumstance not to

Derivatives Act B.E. 2546 (2003) or the Trust for Transactions in Capital Market Act B.E. 2550 (2007) as specified on the list attached hereunder; (4) being a person whose name the SEC Office has been rejected

of the Trust for Transactions in Capital Market Act B.E. 2550 (2007) ; (4) being a person whose name the SEC Office has been rejected to put in or has been withdrawn from the database as for directors

record of contravening a regulation or condition related to securities offering in a significant matter; (b) having been rejected by the SEC Office regarding an application for an offer for sale of newly