Foreign Auditor (General case) Application for Approval of Foreign Auditor (In Case of being under supervision of internationally-recognized regulator) No. SEC.KorSor.(Wor) 48/2563 Subject Promotion
resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP
promotion and development ; the Capital Market Supervisory Board issuing rules and regulations; and the SEC Office executing the supervisory policy to ensure compliance with and enforcement of the rules and
Board Our Structure SHARE : Detail Content SEC Board The SEC Board oversees the overall capital market and formulates policies for promotion and development under the Securities and
collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply
เสนอขายหน่วยลงทุน ของกองทุนรวม โดย (1) ค่าใช้จ่ายในการโฆษณาจากกองทุนรวม (1.1) ต้องกำหนดอัตราสูงสุด (1.2) ห้ามเก็บค่าใช้จ่ายในการจัดทำการส่งเสริมการขาย (promotion) จากกองทุนรวม (2) ค่าธรรมเนียมการจัดการ
responsibilities cover four areas, namely (1) business registration and information services; (2) entrepreneur development, business promotion and trade institutions development; (3) business’ corporate governance
authority, for instance, authority to create encumbrance, consider merit promotion, appointment, rotation, remuneration of executives from the position of assistant manager and above. Executive director may