investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
announcement shall be made through all appropriate channels and by all means to ensure that the investment unitholders are informed on time to make use of the information for their investment decisions; (3) In
unitholders are informed on time to make use of the information for their investment decisions; (3) In the case of an open-end fund, the information must be made available at office of the mutual fund