statements) or audited (annual financial statements) by an SEC-approved auditor which are monitored and reviewed by the SEC on a quarterly basis to ensure that investors will obtain accurate and complete
information which could impact shareholders' decision making; Reviewing fairness of the pricing of new shares that the listed companies plan to offer to the waiver applicants; Carrying out due diligence on name
accurate disclosure of information relating to the debt securities which are in line with international standards to allow investors to have sufficient information to support their investment decision making
. The SEC considers qualifications of securities issuers and supervises the disclosure of information in order for the investors to have sufficient information in making an investment decision
appoints a new guarantor by obtain special resolution of the unitholders ; (1.2) The mutual fund management company reserved the rights in the scheme to dissolve the guaranteed fund or to withdraw the
Forms 56-1 and 69-1 Handbook on the Directors and Executives Database Guideline for Disclosure of Information in Invitation Letters to Shareholders' Meeting of Listed Companies to Obtain Approval for
treatment. Requirements for a resolution to be passed by the unitholders (1) In case of amalgamation/merger of the mutual fund with the same investment policy and level of risk spectrum, must obtain